Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 2141 - 2160 of 4612
Date
Rule
Form Item 4(c)
You need only produce 4(c) documents related to the exercise of the option in 2006.
File
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(28.24 KB)
Date
Rule
15USC18a(c)(2) 7A(c)(2), 802.4
refer to image file for notation.
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(38.52 KB)
Date
Rule
802.1(c)(2)
Boilers are assets incidental to the current supply (steam)
File
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(40.24 KB)
Date
Rule
801.12
If the shares to be acquired as a result of the exercise of warrants represent common stock, you must do a calculation of percentage held under Section 801.12. If the amount held crosses a new...
File
Original Image File
(42.78 KB)
Date
Rule
802.5
Refer to comments below.
File
Original Image File
(38.91 KB)
Date
Rule
Form Item 3(d)
Term sheet ok OK of executed by both parties.
File
Original Image File
(23.64 KB)
Date
Rule
Form Item 5
Average for year.
File
Original Image File
(27.38 KB)
Date
Rule
801.15(d). 802.51
801.15(d) requires you to aggregate the sales into the US of the foreign assets and foreign issuer.
File
Original Image File
(38.35 KB)
Date
Rule
15USC18a(c)(2) 7A(c)(2), 802.5
Refer to comments below.
File
Original Image File
(36.9 KB)
Date
Rule
802.4
of-person test. 2) B is issuing all of its own voting securities to members of management of Target? Presumably, no one person is acquiring a reportable amount of B voting securities. 3) A's...
File
Original Image File
(45.32 KB)
Date
Rule
802.5
UPDATE: July 14, 2015 -- The below interpretation, as it relates to 802.5, is no longer the position of the PNO. The PNO’s clarified position, found at " HSR Rule 802.5: the Investment Rental Property...
File
Original Image File
(47.31 KB)
Date
Rule
15USC18a(c)(2) 7A(c)(2), 802.5
No, if the loans are secured by something other than real property they would not be exempt.
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Original Image File
(32.96 KB)
Date
Rule
Form Item 4(c)
As long as the buyer does not take documents from the due diligence room, ordinary course documents of the seller wound not qualify as 4(c).
File
Original Image File
(30.73 KB)
Date
Rule
801.13, 801.4
1) Yes. 2) No But if their underlying assets do not have sufficient nexus with the US, their fair market value would not count. 3) If they are not controlled by target, they are separate transactions.
File
Original Image File
(47.77 KB)
Displaying 2141 - 2160 of 4612