Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3241 - 3260 of 4604
Date
Rule
801.2 (a) & (b)
3/2/98- Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
File
Original Image File
(69.87 KB)
Date
Rule
802.60; 802.64
3/2/98 - Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
File
Original Image File
(107.26 KB)
Date
Rule
802.9
Questions posed to (redacted) What is the decision-making process of the eight general partners? Majority rule? Does X have veto power over the other seven?Answer: The decision making process requires...
File
Original Image File
(42.91 KB)
Date
Rule
802.20
OK. Survivor is Individual B. RS concurs.
File
Original Image File
(58.62 KB)
Date
Rule
801.40; 802.31; 802.20
2/25/98 Advised writer that I agreed with the analysis and the conclusions contained in his letter. RB Smith
File
Original Image File
(107.34 KB)
Date
Rule
801.2
2/23/98 Called writer and advised that the PHN office would subsume the potentially reportable secondary acquisition of X’s stock in the reportable A/B filing since the spin-off of the X stock is...
File
Original Image File
(73.76 KB)
Date
Rule
801.40
2/23/98 Advised writer that B's purchase of the voting interest in the LLC should best be named as the formation of an LLC (since, before the transfer, A held 100% of the LLC's interests). Since Bs...
File
Original Image File
(74.36 KB)
Date
Rule
802.2(c)
1/14/98 - Writer advises that trade fixtures referred to on pg. 1 includes such items as lighting attached to building and counter tops. “Other personal property”, if any, would be such items as file...
File
Original Image File
(41.39 KB)
Date
Rule
801.40 ; 801.11(e)
12/26/96-Writer confirms that LLC formers are making no contributions to LLC at time of its formation. Equity offerings by LLC will not result in any person gaining control of it. Buyer then will...
File
Original Image File
(111.19 KB)
Date
Rule
801 generally
12/12/96 - Advised writer that since only an exclusive distribution right was being granted, the PMN Office would not view such transfer as reportable under the principles of ABA letter #49. Q retains...
File
Original Image File
(79.8 KB)
Date
Rule
801.40 (LLC formation)
12/11/96 - Confirmed with writer that LLC would be controlled by both universities. The chief executive officer of the LLC would be, therefore, an employee of both universities. Representatives of...
File
Original Image File
(101.19 KB)
Date
Rule
802.31
See Letter #62 for the formula used in #94. Does the underlying v/s (of the preferred stock)enable the holder of securities to vote for exactly two directors (the same number it can currently appoint)...
File
Original Image File
(69.35 KB)
Date
Rule
802.5(b)
12/10/96 - Called writer to confirm that this transaction is exempt under Rule 802.5(b)
File
Original Image File
(50.92 KB)
Displaying 3241 - 3260 of 4604