Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3201 - 3220 of 4612
Date
Rule
802.1(a)
6/27 Writer confirmed that, in first sentence on top of page 2, Seller still "holds" the first mortgage servicing rights currently being serviced by its "agent" under a contractual arrangement. He...
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(77.71 KB)
Date
Rule
801.40
6/24/98 - Advised writer that formation of new 501(c)(3) Newco was non-reportable under 801.40. Newco has no assets and voting stock not being acquired by RO orCB. RO and CB will share membership in...
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(48 KB)
Date
Rule
802.51(b)
6/19/98 Confirmed that no filing would be required with writers. (Tom Hancock agrees). RBSmith
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(46.89 KB)
Date
Rule
7A(a)(2)(B); 801.1(j); 801.11
Called (redacted) 6/17/98 and informed him of our comments noted on this letter. RS concurs. PS
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(56.2 KB)
Date
Rule
801.11
Called writer to confirm no filing is required. 6/16/98
File
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(58.28 KB)
Date
Rule
7A(c)(3); 7A(c)(10); 802.21
6/12/98 - Writer confirmed that LLC formation referred to at top of pg. 1 was not reportable under present PMN interpretation dealing with LLC formation. Since A controlled LLC, it is deemed to hold...
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(98.67 KB)
Date
Rule
801(1)(b)
Called Writer on June 12, 1998.
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(36.34 KB)
Date
Rule
801.10; 802.20; 802.1
6/5/98 Left phone mail message for writer that this transaction does not raise an HSR reportable. There is no acquisition price for the total assets of the LLC (since only the50% of the LLC...
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(50.09 KB)
Date
Rule
802.1; 7A(c)(1)
6/5/98 - Writer explained that junior mortgages are mortgage loans given on equity built up by owner in commercial or residential property. Also agreed that first full sentence on top of page 2 should...
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(72.42 KB)
Date
Rule
Nil
No filing is required
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(94.05 KB)
Date
Rule
801.11(e); 801.1(b)
None
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(64.68 KB)
Date
Rule
Section 7Aa; 801.1(a)2
The Alabama State Authority is not an entity in accordance with Section 801.1(a)(2) since it is a state agency. Had it been deemed an entity it would be exempt under Section 7A(c)(4) since it is a...
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(45.09 KB)
Date
Rule
802.30; 801.11(c); (not legible) (not legible) (not legible)
Agree. M. Verne 5/28/98
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(71.66 KB)
Date
Rule
7A
Called writer on May 27, 1998 and (not legible) 1998 (not legible)
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(56.33 KB)
Date
Rule
802.21
Called (redacted) 5/22/98. I concur.
File
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(72.5 KB)
Date
Rule
801.11; 801.40
Called (redacted) 5/21/98. This transaction does not meet the size-of-person test. PS RS concurs
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(55.67 KB)
Date
Rule
801.40: 801.11 (E)
5/20/98 Writer confirmed that Newco will be found just before the acquisition. Since nobody controls Newco and since nobody will take back voting stock of Newco valued in excess of 15mm, (not legible)...
File
Original Image File
(93.16 KB)
Date
Rule
803.30; 802.40; 801.40; 801.1(b)
Called 5/8/98 and 5/11/98 basically concur with comments noted. PS - RS reviewed and concurs -- exception
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(260.74 KB)
Date
Rule
802.2(d)
Agree - See supplemental attachment (not included with this document) - 5/1/98
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(76.76 KB)
Displaying 3201 - 3220 of 4612