Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3181 - 3200 of 4604
Date
Rule
802.1
"Agree. As a result of the first sale, the acquisition of substantially all of the assets on an operating unit will not occur. As a result of the second sale. It will a _____ is required.
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(44.15 KB)
Date
Rule
7A c9& c3, 802.9
Agree that A Corp can avail itself of the 802.9 exemption in this scenario - [note 1 -"agree, reluctantly with (i), and agree with (ii}. See notes on P.4-5)"]-[note 2- disagree - I think that by...
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(133.13 KB)
Date
Rule
802.9 c(9) c(3)
No Comment
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(21.08 KB)
Date
Rule
7A(c)(6)-Federal Maritime Commission
"illegible"
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(180 KB)
Date
Rule
801.90
"Structure chosen to avoid a filing, but substance of transaction would not violate., 801.90." - [Note 1- 62.5% of total purchase price]
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(53.99 KB)
Date
Rule
801.40 - (7A (3) (A) Size of Person
Called writer Aug 26, No filing required by "illegible" "all other comments are illegible" - [Note 1 - Diagram of Transaction]
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(99.01 KB)
Date
Rule
802.20(b) , 802.(h)
Comment are not legible in this document.
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(47.73 KB)
Date
Rule
[(c)(3)]
Note 1 [graphs]
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(53.8 KB)
Date
Rule
801.11; 801.20
Called (redacted) 7/2/98- This letter needed clarification of the facts. Since the two officers (UPEs) that control Newco have less than $10.0 mm, the formation of Newco and subsequent acquisition do...
File
Original Image File
(78.17 KB)
Date
Rule
801.10; 802.50; 7A(a)(3)
Called (redacted) 7/2/98 and told him I concur with this letter and clarifications noted. RS concurs. PS- Patrick Sharpe for Nancy Ovuka
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(71.3 KB)
Date
Rule
802.1(a)
6/27 Writer confirmed that, in first sentence on top of page 2, Seller still "holds" the first mortgage servicing rights currently being serviced by its "agent" under a contractual arrangement. He...
File
Original Image File
(77.71 KB)
Date
Rule
801.40
6/24/98 - Advised writer that formation of new 501(c)(3) Newco was non-reportable under 801.40. Newco has no assets and voting stock not being acquired by RO orCB. RO and CB will share membership in...
File
Original Image File
(48 KB)
Date
Rule
802.51(b)
6/19/98 Confirmed that no filing would be required with writers. (Tom Hancock agrees). RBSmith
File
Original Image File
(46.89 KB)
Date
Rule
7A(a)(2)(B); 801.1(j); 801.11
Called (redacted) 6/17/98 and informed him of our comments noted on this letter. RS concurs. PS
File
Original Image File
(56.2 KB)
Date
Rule
801.11
Called writer to confirm no filing is required. 6/16/98
File
Original Image File
(58.28 KB)
Date
Rule
7A(c)(3); 7A(c)(10); 802.21
6/12/98 - Writer confirmed that LLC formation referred to at top of pg. 1 was not reportable under present PMN interpretation dealing with LLC formation. Since A controlled LLC, it is deemed to hold...
File
Original Image File
(98.67 KB)
Date
Rule
801(1)(b)
Called Writer on June 12, 1998.
File
Original Image File
(36.34 KB)
Date
Rule
801.10; 802.20; 802.1
6/5/98 Left phone mail message for writer that this transaction does not raise an HSR reportable. There is no acquisition price for the total assets of the LLC (since only the50% of the LLC...
File
Original Image File
(50.09 KB)
Displaying 3181 - 3200 of 4604