Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3221 - 3240 of 4604
Date
Rule
802.1
I concur with this letter that it s in the ordinary course of business PS 4/8/98 Called 4/8/98
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(45.94 KB)
Date
Rule
801.40; LLC formation
Called (redacted) 4/2/98. I concur. RS reviewed - comments noted.
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Original Image File
(76.71 KB)
Date
Rule
7A(c)(1); 802.1(a)
Agree as noted
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(43.02 KB)
Date
Rule
801.10; 801.40 Formation of LLC partnership
When the Company (redacted) previously contributed its ½ interest in the manufacturing facility, it no longer held the asset even though it had a 50% interest in the LLC. As a result of this...
File
Original Image File
(49.3 KB)
Date
Rule
801.40, 801.11(e)
I concur with this letter. RS reviewed a prior draft. This letter is a final thataddresses most of RSs concerns - exceptions and clarifications are noted. 3/31/98PS
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Original Image File
(191.64 KB)
Date
Rule
802.1
This can be exempt under 802.1, acquisitions in the ordinary course of business, as long as it is not all of the assets of a subsidiary, division or a region. Called3/30/98. I concur with this letter...
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Original Image File
(63.28 KB)
Date
Rule
801.15; 7A(c)(3)
Called (redacted) 3/30/98 - I concur with this letter
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Original Image File
(30.16 KB)
Date
Rule
802.1(c)
3/26/98 Advised writer that Rule 802.1(c) is applicable to the purchase of used airplanes and the transaction is exempt under that rule. However, we do not think that the technical requirements of 802...
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Original Image File
(136.14 KB)
Date
Rule
801.40 - Attachment to letter dated 9/28/98
we now say it is a v/s if the management board members are coming from outside the membership interest holders. If coming from inside then it is more like a partnership -[note 1-I concurred as of 3/26...
File
Original Image File
(69.61 KB)
Date
Rule
801.40
3/18/1998, called writer to inform him that size of person test (by JV) was [not] met because the sub-leasing is not a guaranty and, thus, would not be included as a contribution in the formation of...
File
Original Image File
(46.66 KB)
Date
Rule
802.30; 801.1(c)(2); 7A(c)(3)
3/18/98 Writer confirmed that on chart included on Section 4 Page 2, the husband and wife noted held all of the outstanding voting stock of the nine corporations listed. The balance of the authorized...
File
Original Image File
(85.29 KB)
Date
Rule
7A(c)(1); 802.1(a)
3/18/98 Advised writer that sale of subject assets did not appear to constitute the disposition of an “operating unit”. Since seller was remaining in the mortgage servicing business, the transaction...
File
Original Image File
(69.83 KB)
Date
Rule
801.1 (e) (3)
Agree 3/16/98
File
Original Image File
(38.26 KB)
Date
Rule
801.10, 801.14, 801.15
Called (redacted) 3/13/98. Does not meet the size-of- transaction test. I concur with this letter
File
Original Image File
(28.71 KB)
Date
Rule
802.9
called 3/13/98 I concur with this letter
File
Original Image File
(42.01 KB)
Date
Rule
801. 2
3/12/98 Confirmed w/ writer that same procedure should be followed, namely that(redacted) does not have to file, but filing may be made by (redacted) and (redacted).
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Original Image File
(41.46 KB)
Date
Rule
801.13(b)
3/11/98 Confirmed w/ writer that acquisition of new franchises would be looked at as a separate transaction from previously filed transaction and thresholds would be applicable. If acquisition did not...
File
Original Image File
(42.8 KB)
Date
Rule
None
3/6/98 Advised writer that shareholders of B do not have to report for the taking of the same % ( or lesser) shares in Newco since Newco is the successor to B and only holds B as a sub. Also on p.6...
File
Original Image File
(164.81 KB)
Date
Rule
801.1(b); 802.51(b)
3/3/98 - By phone mail message advised writer that, under 802.1(b) control rules,B (foreign issuer) does not control C (foreign issuer), even though foreign jurisdiction says B has de facto control of...
File
Original Image File
(53.26 KB)
Displaying 3221 - 3240 of 4604